Provision of contract compliance staff

Whether you need a temporary regional head of compliance, a country head or a technical specialist we have a network of experienced professionals who can assist.  Finding a senior compliance professional can be a lengthy process - we can provide ongoing support until you have on-boarded your new hire or until an existing member of staff returns to work.

Compliance advice and healthchecks

We can assist you with specific projects, such as seeking authorisation, launching new products or dealing with new pieces of regulation.  If you want to benchmark your existing compliance framework or prepare for a regulatory visit or interview we have experienced consultants who can share their experiences and provide practical recommendations and pragmatic solutions.

Sourcing Compliance & Risk Non Executive Directors

While the demand and requirements for NEDs has increased over the last several years, more recently there have been several developments which have created a need for NEDs with specific compliance or risk experience.  Regulators, shareholders, clients and indeed other board members are all looking for additional independent oversight on compliance and risk matters.  We can assist your firm find the right candidates to build out an additional layer of governance into your existing structures and have particularly good links to NEDs with experience of regulation in the UK, Ireland and the Channel Islands.

Services

Stewart Regulatory Consulting